Castle Creek Advisors Iv LLC is a large advisory firm based in Rancho Santa Fe. It manages $716.31 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of California.
Castle Creek Advisors Iv provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Castle Creek Advisors Iv LLC is $716.31 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 117% since the beginning of its operation, and $1.33 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Castle Creek Advisors Iv LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to insurance companies, charitable organizations, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Castle Creek Advisors Iv is pooled investment vehicles with 5 clients and $701.33 million of assets under management. Among the 9 most similar advisory firms, Castle Creek Advisors Iv has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $716.31 million for 8 clients. 13% of the firm’s clients are foreign persons or businesses.
Castle Creek Advisors Iv also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.
The company employs 11 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Castle Creek Advisors Iv LLC performs its advisory services is located at 6051 El Tordo, Rancho Santa Fe, CA 92067 The mailing address of the firm is Po Box 1329, Rancho Santa Fe, CA 92067. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 858-756-8300 or by fax 858-756-8301. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at castlecreek.com.