Ferrell Wealth Management Inc. is a large advisory firm based in Winter Park. It manages $397 million of regulatory assets for 1,630 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Florida.
Ferrell Wealth Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ferrell Wealth Management Inc. is $397 million. The firm's AUM has grown by 66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ferrell Wealth Management Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of James William Ferrell is high net worth individuals with 100 clients and $333 million of assets under management. Among the 8 most similar advisory firms, Ferrell Wealth Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $397 million for 391 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ferrell Wealth Management doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
James William Ferrell has been acting as President since 1 Feb 1996. Elaine Espy Kirchner joined the executive team most recently as the Chief Compliance Officer.
The principal office where Ferrell Wealth Management Inc. performs its advisory services is located at 1400 W Fairbanks Ave, Winter Park, FL 32789, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 407-629-7008 or by fax 407-629-7516. The normal business hours are 8.30 a.m - 5.30 p.m on Monday - Friday. You can find more information about the New York firm at ferrellwm.com.