Credit Suisse Asset Management, LLC (New York)


Credit Suisse Asset Management, LLC is a large advisory firm based in New York. It manages $71.47 billion of regulatory assets for 978 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Credit Suisse Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Credit Suisse Asset Management: assets under management

The assets under management (AUM) of Credit Suisse Asset Management, LLC is $71.47 billion. The firm's AUM has gone down by -20% since the beginning of its operation, and $51.24 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $71.47 billion in discretionary accounts and $4.52 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $73.15 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.52 million.

Investments

The firm invests in other assets the most. They account for 56% of the total AUM. The second-largest asset type is state and local bonds, which make up 23% of the firm’s portfolio. Investments in government bonds form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Credit Suisse Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Credit Suisse Asset Management serves?

The firm provides services to insurance companies, investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Credit Suisse Asset Management is pooled investment vehicles with 172 clients and $47.12 billion of assets under management. Among the 9 most similar advisory firms, Credit Suisse Asset Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $70.35 billion for 975 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 15% of the firm’s clients are foreign persons or businesses.

Credit Suisse Asset Management also advises several private funds. Namely, seven hedge funds, one real estate fund, five other private funds, forty two private equity funds, and forty nine securitized asset funds. The minimum investment commitment required of non-related persons ranges from $0 to $250,000,000.

Careers at Credit Suisse Asset Management, LLC

The company employs 330 people that are either part- or full-time employees. 30 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 9 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gregg Michael Diliberto Managing director 1 Dec 1990 Other 4363468
Steven David Bleiberg Managing director 1 Jul 1991 Other 2060977
Richard James Lindquist Managing director 1 Apr 1995 Other 1781357
Richard William Watt Managing director 1 Jul 1995 Other 4363551
Kevin Kennedy Keady Managing director 1 Apr 1996 Other 1081100
Hal Liebes Chief legal officer and managing director 1 Mar 1997 Other 2553531
Jo Ann Corkran Managing director 1 Apr 1997 Other 1427723
George Travers Chief compliance officer and vice president 1 May 1997 Other 2596965
Eric Remole Managing director 1 Jul 1997 Other 1542831
Alain Gaston De Coster Managing director 1 Aug 1998 Other 2272989
Robert David Birnbaum Managing director 1 Sep 1998 Other 1563925
Laurence Smith Member of management committee, chief investment officer and managing director 1 Jun 1999 Other 1933122
Elizabeth Dater Member of management committee, head of emerging growth group and managing director 1 Jul 1999 Other 2303551
Sheila Scott Member of management committee, co-head of private wealth manageemnt and managing director 1 Jul 1999 Other 2224763
Susan Langsan Black Managing director 1 Jul 1999 Other 843315
Paul Nicholas Edwards Managing director 1 Jul 1999 Other 1943995
Gail Ann Eisenkraft Managing director 1 Jul 1999 Other 2124277
Robert Samuel Janis Managing director 1 Jul 1999 Other 4210964
Scott Thomas Lewis Managing director 1 Jul 1999 Other 4363491
Brady Thomas Lipp Managing director 1 Jul 1999 Other 1359835
Stephen Joseph Lurito Managing director 1 Jul 1999 Other 1498167
Lynn Cecile Steppacher Managing director 1 Jul 1999 Other 1087658
Vincent J Mcbride Managing director 1 Jul 1999 Other 2459191
Sharon Beth Parente Managing director 1 Jul 1999 Other 1221447
Donald Christopher Schultheis Managing director 1 Jul 1999 Other 1880803
Barbara Ann Tarmy Managing director 1 Jul 1999 Other 873156
Donna Mary Vandenbulcke Managing director 1 Jul 1999 Other 865351
Lynn Cecile Martin Managing director 1 Jul 1999 Other 1087658
Lynn Steppacher Martin Managing director 1 Jul 1999 Other 1087658
Daniel C Rowland Member of management committee, director of human resources and director 1 Sep 1999 Other 4572967
James Patrick Mccaughan Chairman of management committee, chief executive officer & managing director 1 May 2000 Other 3074797
Christopher Francis Corapi Member of management committee, head of equity research and managing director 1 Jul 2000 Other 1496424
George Michael Jamgochian Managing director 1 Sep 2000 Other 1023733
Jeffrey Thomas Rose Managing director 1 Sep 2000 Other 1876608
Csam Americas Holding Corp. Owner of 100% member interests 1 Nov 2000 75% - 100% 13-2774791
G Moffett Cochran Member of management committee, president and managing director 1 Nov 2000 Other 2264835
Martin Jaffe Member of management committee, chief financial officer and managing director 1 Nov 2000 Other 867822
Bruce Allen Barrett Managing director 1 Nov 2000 Other 2595314
Michael Seeligson Battey Managing director 1 Nov 2000 Other 2952452
James Frederick Bleakley Managing director 1 Nov 2000 Other 2002413
Christine Marie Converse Managing director 1 Nov 2000 Other 2464235
Richard Scott Familetti Managing director 1 Nov 2000 Other 1538532
Deborah Carter Foord Managing director 1 Nov 2000 Other 210892
Thomas Suffern Tailer Gimbel Managing director 1 Nov 2000 Other 1062206
Cathy Ann Jameson Managing director 1 Nov 2000 Other 868963
John Gardiner Layng Managing director 1 Nov 2000 Other 818551
John Laurence Lindars Managing director 1 Nov 2000 Other 2155235
Kevin Anthony Macguire Managing director 1 Nov 2000 Other 315924
Andrew Hyatt Marshak Managing director 1 Nov 2000 Other 2086398
Luis Francisco Menocal Managing director 1 Nov 2000 Other 2306293
Albert Sebastian Messina Managing director 1 Nov 2000 Other 1171467
Stanley A Nabi Managing director - senior advisor 1 Nov 2000 Other 344372
Hugh Michael Neuburger Managing director 1 Nov 2000 Other 2063065
Anthony David Pennetti Managing director 1 Nov 2000 Other 2306153
John Gerard Popp Managing director 1 Nov 2000 Other 1497733
Sharon Tracy Spodak Managing director 1 Nov 2000 Other 3047627
Jack Lawrence Rubin Managing director 1 Nov 2000 Other 2464252
Christopher Mark Turner Managing director 1 Nov 2000 Other 2306158
Roger William Vogel Managing director 1 Nov 2000 Other 2398095
Guy Stanley Waltman Managing director - senior advisor 1 Nov 2000 Other 1540766
H Dean Benner Managing director 1 Nov 2000 Other 1915365
Bruce Allen Barrett Managing director 1 Jan 2001 Other 2595314
Michael Seeligson Battey Managing director 1 Jan 2001 Other 2952452
James Frederick Bleakley Managing director 1 Jan 2001 Other 2002413
Christine Marie Converse Managing director 1 Jan 2001 Other 2464235
Richard Scott Familetti Managing director 1 Jan 2001 Other 1538532
Deborah Carter Foord Managing director 1 Jan 2001 Other 210892
Thomas Suffern Tailer Gimbel Managing director 1 Jan 2001 Other 1062206
Cathy Ann Jameson Managing director 1 Jan 2001 Other 868963
John Gardiner Layng Managing director 1 Jan 2001 Other 818551
John Laurence Lindars Managing director 1 Jan 2001 Other 2155235
Kevin Anthony Macguire Managing director 1 Jan 2001 Other 315924
Andrew Hyatt Marshak Managing director 1 Jan 2001 Other 2086398
Luis Francisco Menocal Managing director 1 Jan 2001 Other 2306293
Albert Sebastian Messina Managing director 1 Jan 2001 Other 1171467
Stanley A Nabi Managing director - senior advisor 1 Jan 2001 Other 344372
Hugh Michael Neuburger Managing director 1 Jan 2001 Other 2063065
Anthony David Pennetti Managing director 1 Jan 2001 Other 2306153
John Gerard Popp Managing director 1 Jan 2001 Other 1497733
Jack Lawrence Rubin Managing director 1 Jan 2001 Other 2464252
Sharon Tracy Spodak Managing director 1 Jan 2001 Other 3047627
Christopher Mark Turner Managing director 1 Jan 2001 Other 2306158
Roger William Vogel Managing director 1 Jan 2001 Other 2398095
Guy Stanley Waltman Managing director - senior advisor 1 Jan 2001 Other 1540766
H Dean Benner Managing director 1 Jan 2001 Other 1915365
Matthew Charles Moss Member of management committee, chief financial officer & managing director 1 Jul 2001 Other 4499363
Sheila Scott Managing director 1 Sep 2001 Other 2224763
Shrivindu Mehta Managing director 1 Jan 2002 Other 2524138
Jeffrey Thomas Rose Managing director 1 Jan 2002 Other 1876608
Lori Alison Cohane Managing director 1 Jun 2002 Other 1659233
Gregory R Sawers Member of management committee, head of global research and managing director 1 Aug 2002 Other 1137318
Joseph D Gallagher Chairman of management committee, chief executive officer & managing director 1 Jan 2003 Other 2032999
Roger Martin Harris Managing director 1 Jan 2003 Other 1417280
Steven Bryan Plump Managing director 1 Feb 2003 Other 1555269
Patrick James Durkin Managing director 1 Feb 2003 Other 1294531
Marian U. Pardo Managing director 1 Mar 2003 Other 1901800
Seimin Oh Managing director 1 Mar 2003 Other 4649478
Michael Edward Kenneally Managing director 1 Mar 2003 Other 4140099
Marion Pardo Managing director 1 Mar 2003 Other 1901800
Nasser Aziz Ahmad Managing director 1 Apr 2003 Other 2446441
Timothy Michael Joyce Managing director 1 Apr 2003 Other 1728236
John Charles Chrystal Managing director 1 Apr 2003 Other 1868657
Jack John Dimaio Managing director 1 Apr 2003 Other 2013852
Larry Jeffrey Wolfson Managing director 1 Apr 2003 Other 2647769
James Hayden Vos Managing director 1 Jun 2003 Other 1689839
John Praveen Managing director 1 Aug 2003 Other 4411245
John Charles Chrystal Member of the management commitee and managing director 1 Sep 2003 Other 1868657
Gail Susan Landis Member of the management commitee, head of us institutional marketing & managing director 1 Sep 2003 Other 1102529
Robert Walter Decker Managing director 1 Sep 2003 Other 4140117
Dennis Michael Schaney Managing director and global head of fixed income 1 Sep 2003 Other 1442620
Emidio Morizio Chief compliance officer 1 Nov 2003 Other 1614446
Michael Carlton Buchanan Managing director 1 Dec 2003 Other 3084703
Lawrence D. Haber Managing director 1 Jan 2004 Other 4347806
Debra Susan Everly Managing director 1 Jan 2004 Other 2785929
Stephen James Kaszynski Managing director 1 Jan 2004 Other 1073596
Suzanne Ellen Moran Managing director 1 Jan 2004 Other 2277322
Janet Y Wang Managing director 1 Jan 2004 Other 4781072
Susan Everly Harris Managing director 1 Jan 2004 Other 2785929
Erik Sorensen Mace Managing director 1 Jan 2004 Other 2152503
Kevin Daniel Barry Managing director 1 Apr 2004 Other 1522905
Joseph Cherian Managing director 1 May 2004 Other 4824034
Michael Edward Gray Managing director 1 Jun 2004 Other 4016276
Lawrence D. Haber Member of the management committee, chief financial officer & managing director 1 Jul 2004 Other 4347806
Michael Edward Kenneally Chairman of the management committee, chief executive officer and managing director 1 Aug 2004 Other 4140099
Ajay Mehra Member of the management committee, deputy general counsel, secretary and director 1 Oct 2004 Other 4888834
Martha Metcalf Managing director 1 Aug 2005 Other 2370158
Michael Werner Baldinger Managing director 1 Sep 2005 Other 2721574
Thomas Francis Gordon Chief financial officer & director 1 Dec 2005 Other 1798171
Timothy James Donovan Managing director 1 Jan 2006 Other 1493785
Wesley Mcdade Managing director 1 Jan 2006 Other 5095125
Steven William Paddon Managing director 1 Jan 2006 Other 1066891
Robert Rescoe Managing director 1 Jan 2006 Other 5095126
Sharon R Egilinsky Managing director 1 Jan 2006 Other 4830281
Laura Ericson Granger Managing director 1 Apr 2006 Other 1339847
C. Kim Goodwin Managing director and head of equities for asset management 1 Sep 2006 Other 2970795
Keith Morgan Schappert Member of the management committee, executive vice chairman, head of asset management for the americas & managing director 1 Dec 2006 Other 4329089
Juwen Gao Secretary 1 Jan 2007 Other 2350429
Juwen Kevin Gao Secretary 1 Jan 2007 Other 2350429
George Ronald Hornig Chief executive officer, managing director and member of the management committee 1 Dec 2007 Other 1817508
Gary Nigel Withers Chairman of the management committe, managing director 1 Jun 2008 Other 5497973
John Gerard Popp Managing director and member of the management committee 1 Jul 2009 Other 1497733
Thomas Michael Sipp Chief executive officer, chief financial officer and chairman of the mgmt committee 1 Oct 2010 Other 2407526
Michael Louis Deaddio Chief operating officer 1 Oct 2010 Other 4467158
Ravi Mohan Singh Member of the mgmt committee 1 Oct 2010 Other 2308409
John Gerard Popp Managing director and member of the management committee 1 Jan 2011 Other 1497733
Andrew Robert Anthony Stewart Managing director and member of the management committee 1 Jan 2011 Other 5118032
Robert Jain Chief executive officer, managing director and chairman of the management committee 1 May 2013 Other 1727007
William Wescott Johnson Managing director and member of the management committee 1 May 2013 Other 2228323
Michael James Rongetti Chief financial officer, managing director and member of management committee 1 May 2013 Other 3118574
Thomas Michael Sipp Managing director and member of management committee 1 May 2013 Other 2407526
Peter Norley Chief operating officer, managing director and member of the management committee 1 Jan 2015 Other 4655401
Eric Morris Varvel Chief executive officer, managing director and chairman of the management committee 1 Jun 2016 Other 1850251
William Wescott Johnson Chief executive officer, managing director and chairman of the management committee 1 Jul 2016 Other 2228323
Gerald Scott Mahoney Managing director and member of the management committee 1 Jul 2016 Other 4220237
Peter George Norley Chief executive officer, managing director and chairman of the management committee 1 Mar 2018 Other 4655401
Sean Timothy Flynn Chief operating officer, managing director and member of the management committee 1 Mar 2018 Other 4820721

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Credit Suisse Ag Shareholder 1 Nov 2000 50% - 75% foreign
Credit Suisse Group Ag Shareholder 1 Nov 2000 25% - 50% foreign
Credit Suisse Asset Management Holding Corp. Sole shareholder 1 Nov 2000 75% - 100% 13-3957137
Inc. Credit Suisse First Boston Sole shareholder 1 Nov 2000 75% - 100% 13-2853402
Credit Suisse First Boston Shareholder 1 Nov 2000 50% - 75% foreign
Credit Suisse Group Shareholder 1 Nov 2000 25% - 50% foreign
Credit Suisse First Boston (Swiss Bank) Shareholder 1 Nov 2000 50% - 75% foreign
Credit Suisse (Swiss Bank) Shareholder 1 Nov 2000 50% - 75% foreign
Inc. (F/K/A Credit Suisse First Boston Inc.) Credit Suisse Holdings (Usa) Sole shareholder 1 Nov 2000 75% - 100% 13-2853402
Inc. Credit Suisse Holdings (Usa) Sole shareholder 1 Nov 2000 75% - 100% 13-2853402
Inc. Credit Suisse Holdings (Usa) Sole shareholder 1 Jan 2011 75% - 100% 13-2853402
Inc. Credit Suisse (Usa) Sole shareholder 1 Jan 2011 75% - 100% 13-1898818
Credit Suisse Ag Shareholder 1 Mar 2018 75% - 100% foreign

Based in New York

The principal office where Credit Suisse Asset Management, LLC performs its advisory services is located at 11 Madison Avenue, New York, NY 10010 3629, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-325-2000. The normal business hours are 8:30 a.m. - 6 p.m. on Monday - Friday. You can find more information about the New York firm at credit-suisse.com/us/.

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