Ram Advisory Services, Inc. (Ormond Beach)


Ram Advisory Services, Inc. is a large advisory firm based in Ormond Beach. It manages $42.49 million of regulatory assets for 317 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Colorado, Florida, Georgia, and 3 other states.

Ram Advisory Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ram Advisory Services: assets under management

The assets under management (AUM) of Ram Advisory Services, Inc. is $42.49 million. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $42.36 million in discretionary accounts and $135.16 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.47 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $67.58 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ram Advisory Services, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ram Advisory Services, Inc.

Ram Advisory Services, Inc. is owned by David Dean Holland. Beth Watts Dominguez has been acting as President since 1 Jan 2010. Holland Financial Inc. joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Dean Holland Ceo/owner 1 Jul 1997 75% - 100% 2612007
Beth Watts Dominguez Secretary/treasurer 1 Jun 2005 Other 4089690
Kalon Mark Hoard President & chief compliance officer 1 Nov 2006 Other 4182008
Beth Watts Dominguez President 1 Jan 2010 Other 4089690
Holland Financial Inc. Owner 1 Jan 2010 75% - 100% 90-0532541

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
David Dean Holland Owner 1 Jan 2010 75% - 100% 2612007

Based in Ormond Beach

The principal office where Ram Advisory Services, Inc. performs its advisory services is located at 1275 W. Granada Blvd., Ormond Beach, FL 32174, which is also the mailing address of the firm. An additional office of the firm is in Williamsburg, MI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 386-671-1245 or by fax 386-671-1345. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.ramadvisoryservices.com.