Osterweis Capital Management Inc is a large advisory firm based in San Francisco. It manages $373.56 million of regulatory assets for 59 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, New Hampshire, and New York.
Osterweis Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Osterweis Capital Management Inc is $373.56 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Osterweis Capital Management Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies and high net worth individuals. The largest group of clients of Tully Michael Friedman is high net worth individuals with 53 clients and $246.73 million of assets under management. Among the 7 most similar advisory firms, Osterweis Capital Management has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $362.68 million for 54 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Osterweis Capital Management doesn't advise any private funds.
The company employs 58 people that are either part- or full-time employees. 29 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Tully Michael Friedman has been acting as President since 1 Nov 1984. Kane Family Trust Dtd 6/27/2005 joined the executive team most recently as the Kane Family Trust Dtd 6/27/2005.
The principal office where Osterweis Capital Management Inc performs its advisory services is located at One Maritime Plaza, Ste 800, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-434-4441 or by fax 415-434-0918. The normal business hours are 7:00am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at osterweis.com.