3 Factor Indexing, LLC (Woodside)


3 Factor Indexing, LLC is a large advisory firm based in Woodside. It manages $135.71 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of California.

3 Factor Indexing provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

3 Factor Indexing: assets under management

The assets under management (AUM) of 3 Factor Indexing, LLC is $135.71 million. The firm's AUM has grown by 10% since the beginning of its operation, and $1 million of the total AUM is attributable to clients outside of the United States.

The firm manages $132.06 million in discretionary accounts and $3.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $684.27 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $331.05 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 3 Factor Indexing, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients 3 Factor Indexing serves?

The only and largest group of clients of 3 Factor Indexing is high net worth individuals with 62 clients and $135.71 million of assets under management. Among the 10 most similar advisory firms, 3 Factor Indexing has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $135.71 million for 62 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

3 Factor Indexing doesn't advise any private funds.

Careers at 3 Factor Indexing, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert A. Luxenberg Cto 1 Oct 2011 25% - 50% 5481490
Arthur Victor Shaw Llc member 1 Oct 2011 25% - 50% 2231047
Edward Michael Rodden Ceo 1 Jan 2013 25% - 50% 2400116
Robert Paul Sawyer Cco 1 May 2013 Other 6116114

Based in Woodside

The principal office where 3 Factor Indexing, LLC performs its advisory services is located at 156 Alta Vista Rd, Woodside, CA 94062, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-332-2478. The normal business hours are by appointment only on Other. You can find more information about the New York firm at 3factorindexing.com.