Oakwood Capital Management LLC is a large advisory firm based in Los Angeles. It manages $783.59 million of regulatory assets for 821 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 14 other states.
Oakwood Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and see schedule d-miscellaneous. It prepares financial plans for more than 10 clients. On top of advisory services, the firm also engages as see schedule d - miscellaneous.
The assets under management (AUM) of Oakwood Capital Management LLC is $783.59 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 116% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Oakwood Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Bruce Ansel Mandel is high net worth individuals with 122 clients and $466.62 million of assets under management. Among the 9 most similar advisory firms, Oakwood Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $783.59 million for 410 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Oakwood Capital Management doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Oakwood Capital Management LLC is owned by Alan Robert Blais. Bruce Ansel Mandel has been acting as President since 1 Mar 1998. Mandel Living Trust joined the executive team most recently as the Owner.
The principal office where Oakwood Capital Management LLC performs its advisory services is located at 12121 Wilshire Blvd., Suite 1250, Los Angeles, CA 90025, which is also the mailing address of the firm. An additional office of the firm is in Las Vegas, NV. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-772-2600 or by fax 310-772-2601. The normal business hours are 7:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at oakwoodcap.com.