Capital Consulting & Asset Management, Inc. (Lincoln)


Capital Consulting & Asset Management, Inc. is a large advisory firm based in Lincoln. It manages $272.35 million of regulatory assets for 1,279 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, Minnesota, Nebraska, Texas, and Washington.

Capital Consulting & Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Consulting & Asset Management: assets under management

The assets under management (AUM) of Capital Consulting & Asset Management, Inc. is $272.35 million. The firm's AUM has grown by 309% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $172.35 million in discretionary accounts and $100 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $159.73 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $500 thousand.

Investments

The firm invests in pooled investment vehicles the most. They account for 41% of the total AUM. The second-largest asset type is other assets, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Consulting & Asset Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Eugene Nixon serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Robert Eugene Nixon is high net worth individuals with 37 clients and $129.27 million of assets under management. Among the 8 most similar advisory firms, Capital Consulting & Asset Management has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $172.35 million for 136 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Capital Consulting & Asset Management doesn't advise any private funds.

Careers at Capital Consulting & Asset Management, Inc.

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Eugene Nixon has been acting as President since 1 May 1996. Amber Rae Roemer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Eugene Nixon President 1 May 1996 75% - 100% 865645
Cory Gene Koeppen Chief compliance officer 1 Oct 2004 Other 4989877
Nathan Ronald Buhrman Chief compliance officer and chief financial officer 1 May 2008 Other 4989857
Cory Gene Koeppen Chief compliance officer 1 Jan 2010 Other 4989877
Amber Rae Roemer Chief compliance officer 1 Apr 2012 Other 5536850

Based in Lincoln

The principal office where Capital Consulting & Asset Management, Inc. performs its advisory services is located at 140 N. 8 Th Street, Lincoln, NE 68508, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-477-2500 or by fax 866-884-8816. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at ccam.net/.