Nsb Advisors LLC (Fishkill)


Nsb Advisors LLC is a large advisory firm based in Fishkill. It manages $111.68 million of regulatory assets for 359 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Florida, Massachusetts, and New York.

Nsb Advisors provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nsb Advisors: assets under management

The assets under management (AUM) of Nsb Advisors LLC is $111.68 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $111.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $311.09 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nsb Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nsb Advisors LLC

William Fred Nicklin has been acting as President since 1 Apr 2009. James David Mcfadden joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Fred Nicklin President 1 Apr 2009 Other 347882
Michael D Hankin Chief executive officer 1 Apr 2009 Other 2339625
David Michael Churchill Vp, secretary, treasurer 1 Apr 2009 Other 2094155
Brown Advisory Management Llc Sole shareholder & manager member 1 Apr 2009 75% - 100% 26-4560299
Nancy Inter Denney Chief compliance officer 1 Apr 2009 Other 1655412
William Scott Harrison Chief compliance officer 1 Apr 2010 Other 2287285
William Fred Nicklin Manager 1 Dec 2010 Other 347882
Nsb Holdings Group Llc Sole shareholder & member 1 Dec 2010 75% - 100% 27-3987628
Jeffrey Alan Schlesinger Manager 1 Dec 2010 Other 2300964
Nancy Inter Denney Chief compliance officer 1 Dec 2010 Other 1655412
James David Mcfadden Chief compliance officer 1 Mar 2014 Other 1979899

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
L.P. Abs Capital V A Member 1 Apr 2009 50% - 75% 68-0606080
William T. Nicklin Member cl a 1 Dec 2010 25% - 50% 5877828
Jonathan C. Nicklin Member cl a 1 Dec 2010 25% - 50% 5877829

Based in Fishkill

The principal office where Nsb Advisors LLC performs its advisory services is located at 200 Westage Business Center Dr., Fishkill, NY 12524, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 845-897-1560 or by fax 845-897-1580. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.