Massachusetts Financial Services Company (Boston)


Massachusetts Financial Services Company is a large advisory firm based in Boston. It manages $332.69 billion of regulatory assets for 301 client accounts. It has been registered with the SEC as an adviser since 2001.

Massachusetts Financial Services Company provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Massachusetts Financial Services Company: assets under management

The assets under management (AUM) of Massachusetts Financial Services Company is $332.69 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 138% since the beginning of its operation, and $52.72 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $332.69 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.11 billion each.
Massachusetts Financial Services Company has custody of $37.67 billion in cash and securities for 54 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 88% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 9% of the firm’s portfolio. Investments in derivatives form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Massachusetts Financial Services Company for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Colm Joseph Freyne serves?

The firm provides services to investment companies, other investment advisers, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Colm Joseph Freyne is investment companies with 192 clients and $278.7 billion of assets under management. Among the 12 most similar advisory firms, Massachusetts Financial Services Company has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $326.56 billion for 297 clients. 34% of the firm’s clients are foreign persons or businesses.

Massachusetts Financial Services Company also advises several private funds. Namely, one hedge fund, five other private funds, and one securitized asset fund. The minimum investment commitment required of non-related persons ranges from $500,000 to $3,000,000.

Careers at Massachusetts Financial Services Company

The company employs 1,100 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Colm Joseph Freyne has been acting as President since 1 Mar 2012. Carol William Geremia joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Wallace Scott Director & exec. v.p. 1 May 1973 Other 417298
Jr. Thomas Joseph Cashman Director & exec. v.p. 1 Jul 1980 Other 4341416
Arnold Dwayne Scott Sr. exec. v.p. & director 1 Jan 1982 Other 416886
Jeffrey Lee Shames Chairman & ceo 1 Aug 1983 Other 2580662
Kevin Ralph Parke Director, chief investment officer & exec. v.p. 1 Jul 1985 Other 4341421
Stephen Edward Cavan Sr. v.p., general counsel & secretary 1 Dec 1989 Other 1857002
John William Ballen Director & president 1 Jul 1994 Other 4341404
Joseph William Dellorusso Director, c.a.o., c.i.o. & exec. v.p. 1 Sep 1994 Other 2637135
Donald Alexander Stewart Director 1 Oct 1996 Other 4342868
Sharon Joy Ellis Sr. v.p. & director of compliance 1 Dec 1996 Other 4341419
Inc. Sun Life Of Canada (U.S.) Financial Services Holdings Shareholder 1 Dec 1997 75% - 100% 04-3401285
Inc. Sun Life Of Canada (Us) Financial Services Holdings N/a 1 Dec 1997 75% - 100% 04-3401285
Claude James Prieur Director 1 Jul 1999 Other 2355179
William Stinson Director 1 Jul 1999 Other 4341777
James Cameron Baillie Director 1 May 2001 Other 4519187
Robert Joseph Whelan Chief financial officer 1 Jan 2002 Other 2766179
Martin Eric Beaulieu Director 1 Feb 2002 Other 1254042
Robert James Manning Director, executive vice president, chief fixed income officer 1 May 2002 Other 4646484
Richard Lee Schmalense Director 1 May 2002 Other 4648540
Martin Eric Beaulieu Executive vice president & director of global distribution 1 Jul 2002 Other 1254042
Robert James Manning President, chief executive officer and chief investment officer 1 Feb 2004 Other 4646484
Robert Charles Pozen Chairman 1 Feb 2004 Other 1963981
Michael Howard Whitaker Sr. v.p. & chief compliance officer 1 Mar 2004 Other 4779927
Maria Frances Dwyer Executive vice president, chief regulatory officer 1 Mar 2004 Other 2465027
Jeffrey Neil Carp Executive vice president, general counsel & secretary 1 Apr 2004 Other 4880567
William Kenneth O'brien Director 1 May 2004 Other 4880543
Robin Ann Stelmach Director & chief operations officer 1 May 2004 Other 4925807
Ronald Walter Osborne Director 1 May 2004 Other 4925812
Robin Ann Stelmach Executive vice president & chief operating officer 1 Jul 2004 Other 4925807
Paul Thomas Kirwan Executive vice president & chief financial officer 1 Aug 2004 Other 4880561
Mark Neil Polebaum Secretary 1 Jan 2006 Other 5114980
Mark Neil Polebaum Executive vice president, general counsel & secretary 1 Mar 2006 Other 5114980
Thomas Anthony Bogart Director 1 Mar 2007 Other 4940026
Kevin Patrick Dougherty Director 1 Nov 2007 Other 5503741
Jon Andrew Boscia Director 1 Dec 2008 Other 1505307
Elizabeth Marie Nichols Petipas Senior vice president, chief financial officer & treasurer 1 Jan 2009 Other 5631609
Amrit Bir Singh Kanwal Executive vice president and chief financial officer 1 Apr 2009 Other 4364304
Michael William Roberge President & chief investment officer - us investments 1 Jan 2010 Other 2587617
Dean A Connor Director 1 Mar 2010 Other 5774342
Dean Arthur Connor Director 1 Mar 2010 Other 5774342
David Alexander Antonelli Vice chairman 1 Jul 2010 Other 5827304
Martin Eric Beaulieu Director, vice chairman, and head of global distribution 1 Jul 2010 Other 1254042
Robert James Manning Director, chief executive officer & chairman of the board of directors 1 Jul 2010 Other 4646484
Michael William Roberge President, chief investment officer, and director of global research 1 Jul 2010 Other 2587617
David A. Antonelli Vice chairman 1 Jul 2010 Other 5827304
Thomas Anthony Bogart Director 1 Dec 2010 Other 4940026
Michael William Roberge President, chief investment officer, director of global research, and director 1 Sep 2011 Other 2587617
Timothy Manning Fagan Chief compliance officer 1 Jan 2012 Other 2681449
Timothy M Fagan Chief compliance officer 1 Jan 2012 Other 2681449
Colm Joseph Freyne Director 1 Mar 2012 Other 6047987
Stephen C Peacher Director 1 Jun 2014 Other 1567536
Robert James Manning Director, co-chief executive officer & chairman of the board of directors 1 Jan 2015 Other 4646484
Michael William Roberge Director, co-chief executive officer, president, and chief investment officer 1 Jan 2015 Other 2587617
Brent H. Farmer Interim chief compliance officer 1 Jun 2015 Other 6504580
Martin Joel Wolin Chief compliance officer 1 Jul 2015 Other 4331075
Robert James Manning Director, executive chairman & chairman of the board of directors 1 Jan 2017 Other 4646484
Robin Ann Stelmach Vice chairman 1 Jan 2017 Other 4925807
Michael William Roberge Director, chief executive officer, and chief investment officer 1 Jan 2017 Other 2587617
Heidi Walter Hardin Executive vice president, general counsel, and secretary 1 Mar 2017 Other 2619251
Kevin D. Strain Director 1 Jun 2017 Other 6821867
Carol William Geremia President 1 Jan 2018 Other 1456883
Michael William Roberge Director and chief executive officer 1 Jan 2018 Other 2587617

Indirect Owners

The SEC currently registers 21 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sun Life Assurance Company Of Canada Shareholder 1 Mar 1865 75% - 100% 04-2461439
Inc. Sun Life Of Canada (U.S.) Financial Services Holdings Shareholder 1 Sep 1992 75% - 100% 04-3401285
Inc. Sun Life Assurance Company Of Canada Us Operations Holdings Shareholder 1 Dec 1997 75% - 100% 04-3401283
Inc. Sun Life Financial (U.S.) Holdings Shareholder 1 Dec 1997 75% - 100% 04-3579262
Inc. Sun Life Assurance Company Of Canada U.S.Operations Holdings Shareholder 1 Dec 1997 75% - 100% 04-3401283
Inc. Sun Life Financial Services Of Canada Shareholder 1 Mar 2000 75% - 100% 98-0226074
Sun Life Financial Inc. Shareholder 1 Mar 2000 75% - 100% 98-0226074
Inc. Sun Life Financial Shareholder 1 Mar 2000 75% - 100% 98-0226074
Inc. Sun Life Financial (U.S.) Holdings Shareholder 1 Sep 2001 75% - 100% 04-3579262
Sun Life Financial (U.S.) Investments Llc Shareholder 1 Sep 2001 75% - 100% 04-3579262
Sun Life Financial (U.S.) Investments Llc Shareholder 1 Oct 2001 75% - 100% 04-3579262
Inc. Sun Life Financial (U.S.) Holdings Shareholder 1 Oct 2001 75% - 100% 04-3579262
Inc. Sun Life Assurance Company Of Canada U.S.Operations Holdings Shareholder 1 Oct 2001 75% - 100% 04-3401283
Sun Life Financial Inc. Shareholder 1 Nov 2004 75% - 100% 98-0226074
Sun Life Financial Corp. Shareholder 1 Nov 2004 75% - 100% none
Sun Life Global Investments Inc. Shareholder 1 Nov 2004 75% - 100% none
Sun Life Global Investments Inc. Shareholder 1 Jan 2005 75% - 100% none
Inc. Sun Life Assurance Company Of Canada U.S. Operations Holdings Shareholder 1 Jan 2005 75% - 100% 04-3401283
Inc. Sun Life Assurance Company Of Canada U.S.Operations Holdings Shareholder 1 Jan 2005 75% - 100% 04-3401283
Sun Life Global Investments Inc. Shareholder 1 Nov 2016 75% - 100% foreign
Sun Life 2007 1 Financing Corp. Shareholder 1 Nov 2016 75% - 100% 98-0645594

Based in Boston

The principal office where Massachusetts Financial Services Company performs its advisory services is located at 111 Huntington Avenue, Boston, MA 02199 7618, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-954-5000. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at mfs.com and its LinkedIn profile.