Rady Asset Management, LLC (La Jolla)


Rady Asset Management, LLC is a large advisory firm based in La Jolla. It manages $260 million of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of California.

Rady Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rady Asset Management: assets under management

The assets under management (AUM) of Rady Asset Management, LLC is $260 million. The firm's AUM has grown by 420% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40 million in discretionary accounts and $220 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.6 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $220 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rady Asset Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rady Asset Management, LLC

Harry Maxwell Rady has been acting as President since 1 Sep 2006. Rameshwar Singh joined the executive team most recently as the President And Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Harry Maxwell Rady President 1 Sep 2006 75% - 100% 4811238
Jordan Alan Greenhouse Chief compliance officer and coo 1 Jul 2008 Other 2976077
Rameshwar Singh President and chief compliance officer 1 Feb 2011 Other 4660047

Based in La Jolla

The principal office where Rady Asset Management, LLC performs its advisory services is located at 1020 Prospect Street, La Jolla, CA 92037, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-302-7239 or by fax 858-746-4100. The normal business hours are 8 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.radyassets.com.