Staines Financial, LLC is a large advisory firm based in Roseville. It manages $156 million of regulatory assets for 1,538 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, New Jersey, New York, Pennsylvania, and Texas.
Staines Financial provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Staines Financial, LLC is $156 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Staines Financial, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Staines Financial is high net worth individuals with 312 clients and $124.8 million of assets under management. Among the 9 most similar advisory firms, Staines Financial has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $156 million for 390 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Staines Financial doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Staines Financial, LLC performs its advisory services is located at 1420 Rocky Ridge Drive, Roseville, CA 95661, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 916-663-6723 or by fax N/A. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at stainesfinancial.com.