Hermes Gpe (Usa) Inc (New York)


Hermes Gpe (Usa) Inc is a large advisory firm based in New York. It manages $1.53 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2013.

Hermes Gpe (Usa) provides advisory services for pension funds and other investment advisors. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hermes Gpe (Usa): assets under management

The assets under management (AUM) of Hermes Gpe (Usa) Inc is $1.53 billion. $1.43 billion of the total AUM is attributable to clients outside of the United States.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Hermes Gpe (Usa) Inc for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Karen Jane Sands serves?

The only and largest group of clients of Karen Jane Sands is other investment advisers with 1 clients and $1.53 billion of assets under management. Among the 11 most similar advisory firms, Hermes Gpe (Usa) has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $1.53 billion for 1 clients. 93% of the firm’s clients are foreign persons or businesses.

Hermes Gpe (Usa) doesn't advise any private funds.

Careers at Hermes Gpe (Usa) Inc

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Karen Jane Sands has been acting as President since 1 Oct 2013. Federated Holdings (Uk) Ii Limited joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nigel David Bongard Chief compliance officer 1 Apr 2010 Other 4411766
Alan Browning Mackay Hermes gpe group chief executive officer 1 Apr 2010 Other 5820207
Janine Nicholls Hermes gpe chief operating officer 1 Apr 2010 Other 5906627
Hermes Gpe Llp 100% shareholder 1 Jul 2011 75% - 100% 151848
Delaney James Ellis Brown President 1 Jul 2011 Other 6039815
Magnus James Goodlad Director 1 Jun 2013 Other 6039818
Karen Jane Sands Director 1 Oct 2013 Other 6269340
Michael John Langdon Director 1 Oct 2013 Other 5069747
Ashleigh Lorraine Simms Chief compliance officer 1 Mar 2014 Other 6312577
Anastasios Georgiadis Director 1 May 2015 Other 6039816
Sunny Yao Chung Chu Partner 1 Feb 2016 Other 6771549
Gillian Marjorie Clarke Chief compliance officer 1 Jun 2016 Other 5775727

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Britel Fund Trustees Limited Sole shareholder 1 Dec 1982 75% - 100% foreign
Britel Fund Nominees Limited Sole shareholder 1 Mar 1983 75% - 100% foreign
Britel Fund Trustees Limited Sole shareholder 1 Mar 1983 75% - 100% foreign
Federated Investors Inc Shareholder 1 Mar 1983 75% - 100% 25-1111467
Britel Fund Trustees Limited Shareholder 1 Apr 1983 25% - 50% foreign
Bt Pension Scheme Trustees Limited Corporate trustee 1 Mar 1993 Other foreign
Fii Holdings Inc Shareholder 1 Dec 1998 75% - 100% 51-0269881
Hermes Fund Managers Limited Shareholder 1 Apr 2010 25% - 50% foreign
Gpe Partner Limited Shareholder 1 Dec 2011 25% - 50% foreign
Federated Holdings (Uk) Ii Limited Shareholder 1 Jul 2018 50% - 75% foreign
Federated International Holdings B.V. Shareholder 1 Jul 2018 75% - 100% foreign

Based in New York

The principal office where Hermes Gpe (Usa) Inc performs its advisory services is located at 55 5 Th Avenue, New York, NY 10003, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 347-592-9988. The normal business hours are 9am - 5.30pm est on Monday - Friday. You can find more information about the New York firm at hermesgpe.com.