SEC Form 4 filings for PENN ARTHUR H, 590 Madison Ave, New York, NY 10022, USA

Insider trading of Arthur H Penn, a Chairman and CEO at PFLT PennantPark Floating Rate Capital Ltd.

Most recently Arthur H Penn bought 8,500 shares worth $108,885.00 on 15 February 2018.

Date
#
Company
Insider Title
Trans.
Transaction
Shares Price per share Total price Shares after Source
2018-02-15 Arthur H Penn
Chairman and CEO
Chairman and CEO Buy 8,500 $12.81 $108,885
2018-02-15
184,709
2018-02-14 Arthur H Penn
Chairman and CEO
Chairman and CEO Buy 9,000 $12.98 $116,820
2018-02-14
176,209
2018-02-13 Arthur H Penn
Chairman and CEO
Chairman and CEO Buy 8,000 $12.81 $102,480
2018-02-13
167,209
2018-02-12 Arthur H Penn
Chairman and CEO
Chairman and CEO Buy 10,000 $12.57 $125,700
2018-02-12
159,209

Insider trading of Arthur H Penn, a Chairman and CEO / Investment at PNNT PennantPark Investment Corporation

Most recently Arthur H Penn bought 10,000 shares worth $69,400.00 on 9 February 2018.

Date
#
Company
Insider Title
Trans.
Transaction
Shares Price per share Total price Shares after Source
2018-02-09 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 10,000 $6.94 $69,400
2018-02-09
650,923
2017-12-06 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 12,000 $7.31 $87,720
2017-12-06
640,923
2017-12-05 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 13,000 $7.13 $92,690
2017-12-05
628,923
2017-12-04 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 14,000 $7.14 $99,960
2017-12-04
615,923
2017-12-01 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 12,000 $7.10 $85,200
2017-12-01
601,923
2017-08-14 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 28,000 $7.62 $213,360
2017-08-14
589,923
2017-08-09 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 32,000 $7.72 $247,040
2017-08-09
561,923
2017-05-16 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 32,000 $7.72 $247,040
2017-05-16
529,923
2017-05-12 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 28,000 $7.78 $217,840
2017-05-12
497,923
2016-12-01 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 10,000 $7.52 $75,200
2016-12-01
193,400
2016-11-29 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 10,000 $7.44 $74,400
2016-11-29
469,923
2016-11-28 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 10,000 $7.38 $73,800
2016-11-28
459,923
2016-11-23 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 20,000 $7.16 $143,200
2016-11-23
449,923
2015-02-19 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 8,000 $9.59 $76,720
2015-02-19
429,923
2015-02-17 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 11,000 $9.46 $104,060
2015-02-17
429,923
2015-02-12 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 7,000 $9.32 $65,240
2015-02-12
418,923
2015-02-11 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 10,000 $9.27 $92,700
2015-02-11
411,923
2015-02-10 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 8,000 $9.32 $74,560
2015-02-10
401,923
2015-02-09 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 12,000 $9.48 $113,760
2015-02-09
393,923
2015-02-06 Arthur H Penn
Chairman and CEO / Investment
Chairman and CEO / Investment Buy 20,000 $9.50 $190,000
2015-02-06
373,923
PennantPark Investment Corporation logo

PennantPark Investment Corporation specializes in direct and mezzanine investments in middle market companies. It invests in the form of mezzanine debt, senior secured loans, and equity investments. The fund typically invests in building and real estate, hotels and gaming, electronics, healthcare, education and childcare, financial services, printing and publishing, consumer products, business services, energy and utilities, distribution, oil and gas, media, environmental services, aerospace and defense, manufacturing industries and retail. It invests in equity securities and debt transactions through preferred stock, common stock, warrants, options, subordinated loans, mezzanine loans, and senior secured loans. It seeks to invest in companies based in the United States. The fund seeks to invest between $10 million and $50 million in its portfolio companies. Its mezzanine loans, senior secured loans, and other investments in its portfolio companies are between $15 million and $50 million. The fund may also make non-control equity and debt investments.

  • PennantPark Investment Corporation, 590 Madison Avenue, New York 10022, United States
  • pennantpark.com
  • 212-905-1000
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