Dominick & Dominick Advisors LLC (New York)
Dominick & Dominick Advisors LLC is a large advisory firm based in New York. It manages $25.09 million of regulatory assets for 43 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, New Jersey, and New York.
Dominick & Dominick Advisors provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Dominick & Dominick Advisors: assets under management
The assets under management (AUM) of Dominick & Dominick Advisors LLC is $25.09 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Dominick & Dominick Advisors LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Dominick & Dominick Advisors LLC
Paul Lyons Kennedy has been acting as President since 1 Mar 2000. Dda Ownership Llc joined the executive team most recently as the Shareholder.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 4 indirect owners.Based in New York
The principal office where Dominick & Dominick Advisors LLC performs its advisory services is located at 150 East 52 Nd Street, 3 Rd Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-558-8800. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.dominickanddominick.com.
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