Themis Asset Strategies, LLC (Los Angeles)


Themis Asset Strategies, LLC is a large advisory firm based in Los Angeles. It manages $563.71 million of regulatory assets for 185 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Connecticut, Florida, and 9 other states.

Themis Asset Strategies provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Themis Asset Strategies: assets under management

The assets under management (AUM) of Themis Asset Strategies, LLC is $563.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 112% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $563.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.05 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Themis Asset Strategies, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Wb6 Trust Member 1 May 2006 25% - 50% 20-6920422
Mario Matthew Cuomo Trustee 1 May 2006 Other 5147641

Based in Los Angeles

The principal office where Themis Asset Strategies, LLC performs its advisory services is located at 1999 Avenue Of The Stars, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-728-1300 or by fax 310-728-1301. The normal business hours are 7 a.m. - 4 p.m. on Monday - Friday.